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Deputy Head of Compliance

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Deputy Head of Compliance – Global Asset ManagerThis is a key hire and requires the candidate to engage with directors, key business stakeholders and international colleagues across EMEA, APAC and the US.Enhance and develop existing policies, frameworks and procedures for the sales and distribution businessDeveloping the compliance framework, together with the related execution of the compliance program in support of the UK and wider Europe & APAC businesses. Drive the Europe & APAC Compliance Risk Assessment programme and work with creating an appropriate Compliance Monitoring programme.Candidate Profile:Experience with MiFID II requirements relating to product, distribution and trading/portfolio management. Experience with AiFMD requirements Experience in managing compliance functions and personnel. This role currently has management responsibility for 7 team members located in London, Luxemburg, and the APAC region. Get in touch or apply for more information.

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