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Manager Compliance Advisory

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Come Work with Us! At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity. Job Title Manager Compliance Advisory Job Description Regulatory watch: identify and assess forthcoming regulatory developments and related regulatory and compliance risk impacting business units in conjunction with key Business and Functional stakeholders and record implementing actions. Collaborate and contribute to RBC IS’ regulatory projects, initiatives and endeavors while providing tailored and practical compliance advice. Participate and contribute to industry working groups, advocating RBC IS’ interests and circling back market intelligence. Continuously provide compliance advice supporting the firm in achieving its goals and accomplishment of its strategy. Provide compliance assessment of new businesses, projects and initiatives. Contribute to the maintenance of the integrated, risk based compliance framework (RCMF) in accordance with applicable laws/regulations and RBC Enterprise compliance standards. Ensure escalation of significant regulatory and compliance risk issues and deficiencies to relevant business supervisors, operating committees, boards of directors and compliance senior management and to this effect develop appropriate management information for quarterly Boards, Committees and Working Groups. In conjunction with the relevant businesses including Steering Committees and Working Groups, develop/participate to an appropriate and effective response to and resolution of compliance issues or deficiencies identified. Contribute to the development of the compliance training schedule for RBC IS’ business units. Ensure training content is aligned to current regulatory requirements and business activities of these business units. Identify training needs following regulatory developments and create such trainings. Provide independent oversight of regulatory watch process of RBC IS Bank’s subsidiaries and branches and provide support for inquiries raised by the local compliance officers. What do you need to succeed? Must-have 4 to 7 years of experience University Degree in the area of Finance, Law, Business Administration or similar Solid knowledge of the regulatory environment related to the activities of a bank, asset management and/or financial industry; Embrace new regulations in the light of RBC IS Bank’s activity and get to the core of the issue; Capability to engage with different stakeholders and partners. Very strong oral and written communication skills; Good working level of English; Presentation skills; Project management skills. Job Summary Be a key stakeholder in RBC IS’s regulatory change process. Through diagnostics, gap analyses and impact assessments, the Manager supports the implementation of new EU, international and local regulatory initiatives throughout the bank. Be a trusted advisor to the Business stakeholders and senior management on regulatory and compliance topics. Represent RBC IS in industry working groups addressing regulatory policy developments. Promote a strong culture of ethics, compliance and integrity across Lines of Business, consistent with RBC’s strategic objectives and risk appetite. Raise awareness on the…

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